Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
STACEY MARISA WAITE
STACEY MARISA CASTLETON, STACEY CASTLETON, Stacey Marisa Waite
CRD#: 4436034
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1901 Main Street
Suite 700
Irvine, CA 92614
Registration History
201020122014201620182020202220242026IAMORGAN STANLEY (CRD# 149777)2024 - Present (<1 year)BMORGAN STANLEY (CRD# 149777)2022 - Present (2 years)BPRUDENTIAL ANNUITIES DISTRIBUT... (CRD# 21570)2021 - 2022 (1 year)BBRIGHTHOUSE SECURITIES, LLC (CRD# 285300)2017 - 2021 (4 years)BMETLIFE INVESTORS DISTRIBUTION... (CRD# 107622)2009 - 2017 (7 years)
License(s)

State Registrations

B
California 12/16/2022
IA
California 6/11/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Registered with this firm since 6/11/2024
B
MORGAN STANLEY (CRD#:149777)
1901 Main Street Suite 700, Irvine, CA 92614
Registered with this firm since 12/16/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 06/29/2021 - 12/13/2022 PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (CRD#:21570) SHELTON, CT
B
 03/06/2017 - 06/16/2021 BRIGHTHOUSE SECURITIES, LLC (CRD#:285300) CHARLOTTE, NC
B
 12/03/2009 - 03/06/2017 METLIFE INVESTORS DISTRIBUTION COMPANY (CRD#:107622) IRVINE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.