• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MICHAEL GEORGE HORTON
Michael G Horton
CRD#: 4435735
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 46-047 Kamehameha Hwy. #7
Kaneohe, HI 96744
CETERA INVESTMENT SERVICES LLCCRD#: 15340 46-047 Kamehameha Hwy. #7
KANEOHE, HI 96744
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2017 - 2020 (3 years)2 FIRMS2020 - 2021 (<1 year)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BBANCWEST INVESTMENT SERVICES, INC. (CRD# 29357)2002 - 2017 (14 years)BEMMETT A LARKIN COMPANY, INC. (CRD# 6625)2001 - 2002 (<1 year)BMIDWEST DISCOUNT BROKERS INC. (CRD# 29931)2001 - 2001 (<1 year)IABANCWEST INVESTMENT SERVICES, ... (CRD# 29357)2006 - 2017 (10 years)
License(s)

State Registrations

B
Arizona 7/12/2024

B
Hawaii 3/28/2024

B
California 4/24/2024

IA
Hawaii 3/28/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
46-047 Kamehameha Hwy. #7, Kaneohe, HI 96744
Registered with this firm since 3/28/2024

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
46-047 Kamehameha Hwy. #7, KANEOHE, HI 96744
848 Ala Lilikoi St. #119, Honolulu, HI 96818
Registered with this firm since 3/28/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/08/2021 - 03/28/2024 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) KANEOHE, HI
B
02/08/2021 - 03/28/2024 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) KANEOHE, HI
IA
12/22/2020 - 02/08/2021 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) Honolulu, HI
B
12/22/2020 - 02/08/2021 CETERA INVESTMENT SERVICES LLC (CRD#:15340) HONOLULU, HI
IA
05/03/2017 - 08/18/2020 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) KAILUA, HI
B
05/03/2017 - 08/18/2020 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) KAILUA, HI
IA
07/12/2006 - 05/02/2017 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) KAILUA, HI
B
08/14/2002 - 05/02/2017 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) KAILUA, HI
B
10/18/2001 - 08/15/2002 EMMETT A LARKIN COMPANY, INC. (CRD#:6625) SAN FRANCISCO, CA
B
08/13/2001 - 10/28/2001 MIDWEST DISCOUNT BROKERS INC. (CRD#:29931) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.