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NOAH KESSLER
CRD#: 4435573
IA
Investment Adviser
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Broker
BROADSPAN ASSET MANAGEMENT LLCCRD#: 329579 1441 BRICKELL AVE.
SUITE 1550
MIAMI, FL 33131
BROADSPAN SECURITIES LLCCRD#: 114423 1441 BRICKELL AVENUE
SUITE 1550
MIAMI, FL 33131
Registration History
2002200420062008201020122014201620182020202220242026IABROADSPAN ASSET MANAGEMENT LLC (CRD# 329579)2024 - Present (<1 year)BBROADSPAN SECURITIES LLC (CRD# 114423)2006 - Present (18 years)BBNY CAPITAL MARKETS INC. (CRD# 18303)2005 - 2006 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2003 - 2005 (1 year)BALLMERICA INVESTMENTS, INC. (CRD# 3960)2001 - 2002 (<1 year)
License(s)

State Registrations

IA
Florida 6/4/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BROADSPAN ASSET MANAGEMENT LLC (CRD#:329579)
1441 BRICKELL AVE. SUITE 1550, MIAMI, FL 33131
Registered with this firm since 6/4/2024

B
BROADSPAN SECURITIES LLC (CRD#:114423)
1441 BRICKELL AVENUE SUITE 1550, MIAMI, FL 33131
Registered with this firm since 6/29/2006

Previous Registration(s)
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06/15/2005 - 04/19/2006 BNY CAPITAL MARKETS INC. (CRD#:18303) NEW YORK, NY
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08/04/2003 - 05/16/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
08/24/2001 - 05/10/2002 ALLMERICA INVESTMENTS, INC. (CRD#:3960) WORCESTER, MA
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B
Broker
IA
Investment Adviser
Disclosures
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