Individual Firm
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SHAWN HOOD JR
SHAWN PATRICK HOOD JR
CRD#: 4435059
IA
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WELLS FARGO ADVISORSCRD#: 19616 7000 LINCOLN DR E STE 301
MARLTON, NJ 08053
MARLTON, NJ 08053
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Disclosures
23
Years of Experience
View By:
State Registrations
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Arizona 9/19/2024
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New Jersey 9/19/2024
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California 9/19/2024
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New York 9/19/2024
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Colorado 1/24/2025
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North Carolina 9/19/2024
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Connecticut 9/19/2024
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Oregon 10/18/2024
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Delaware 9/19/2024
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Pennsylvania 9/19/2024
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Florida 9/19/2024
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South Carolina 9/19/2024
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Georgia 9/19/2024
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Tennessee 9/19/2024
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Indiana 9/19/2024
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Texas 9/19/2024
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Maine 9/19/2024
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Texas 9/19/2024
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Maryland 9/19/2024
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Virginia 9/19/2024
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Massachusetts 9/19/2024
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Washington 10/22/2024
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Michigan 9/19/2024
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West Virginia 9/19/2024
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Nevada 9/19/2024
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Wisconsin 9/19/2024
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New Jersey 9/19/2024
SRO Registrations
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Registered with this firm since 9/19/2024
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Registered with this firm since 9/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/25/2010 - 10/02/2024 | Mount Laurel, NJ | |
B | 02/25/2010 - 10/02/2024 | Mount Laurel, NJ | |
IA | 07/18/2003 - 02/26/2010 | MARLTON, NJ | |
B | 07/18/2003 - 02/26/2010 | MARLTON, NJ | |
B | 12/13/2001 - 07/21/2003 | PURCHASE, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.