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Detailed Report
ROBERT J KOENIGBAUER
BOB KOENIGBAUER, ROBERT KOENIGBAUER
CRD#: 4434301
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 1224 W. WOOSTER STREET
BOWLING GREEN, OH 43402
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2005 (4 years)IAOSAIC WEALTH, INC. (CRD# 23131)2015 - Present (10 years)BOSAIC WEALTH, INC. (CRD# 23131)2014 - Present (10 years)BSIGNATOR INVESTORS, INC. (CRD# 468)2007 - 2014 (7 years)
Disclosure(s)
View By:
7/31/2013
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 12/23/2021
B
Maryland 8/7/2023
B
California 6/25/2021
B
Michigan 9/2/2014
B
Colorado 9/2/2014
IA
Michigan 8/9/2017
B
Florida 9/2/2014
B
Nevada 6/25/2021
IA
Florida 6/16/2023
B
Ohio 9/2/2014
B
Illinois 3/6/2025
IA
Ohio 1/8/2015
B
Kansas 3/6/2025
B
Washington 2/12/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
1224 W. WOOSTER STREET, BOWLING GREEN, OH 43402
Registered with this firm since 1/8/2015
B
OSAIC WEALTH, INC. (CRD#:23131)
1224 W. WOOSTER STREET, BOWLING GREEN, OH 43402
Registered with this firm since 9/2/2014
Previous Registration(s)
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B
 03/02/2007 - 09/29/2014 SIGNATOR INVESTORS, INC. (CRD#:468) MAUMEE, OH
B
 08/21/2001 - 10/28/2005 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 08/21/2001 - 10/28/2005 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.