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PATRICK JAMES GALBRAITH
CRD#: 4433701
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 225 108th Avenue NE
Suite 800
Bellevue, WA 98004
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - Present (23 years)
License(s)

State Registrations

B
Alaska 6/15/2017

B
Montana 8/29/2023

B
Arizona 1/11/2006

B
Nebraska 4/8/2024

B
Arkansas 12/16/2020

B
Nevada 6/15/2017

B
California 1/4/2002

B
New Jersey 1/11/2006

B
Colorado 6/23/2005

B
New Mexico 4/2/2024

B
Connecticut 9/11/2009

B
New York 1/23/2015

B
Delaware 1/4/2022

B
North Carolina 4/22/2024

B
District of Columbia 4/22/2024

B
Ohio 1/17/2023

B
Florida 1/4/2002

B
Oregon 1/4/2002

B
Georgia 11/5/2008

B
Pennsylvania 7/5/2017

B
Hawaii 6/15/2017

B
Rhode Island 7/8/2019

B
Idaho 1/11/2006

B
South Carolina 6/1/2022

B
Illinois 1/7/2015

B
Tennessee 4/2/2024

B
Iowa 4/12/2024

B
Texas 12/15/2009

B
Kansas 1/3/2022

IA
Texas 6/2/2010

B
Louisiana 6/1/2022

B
Utah 2/13/2024

B
Maine 6/10/2022

B
Vermont 9/8/2023

B
Maryland 12/16/2019

B
Virginia 1/4/2022

B
Massachusetts 5/4/2020

B
Washington 10/12/2001

B
Michigan 8/29/2003

IA
Washington 12/5/2001

B
Minnesota 6/15/2017

B
Wyoming 1/18/2023

B
Missouri 4/18/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
225 108th Avenue NE Suite 800, Bellevue, WA 98004
925 4TH AVENUE FLOORS 20 THRU 22, SEATTLE, WA 98104
Registered with this firm since 12/5/2001

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
225 108th Avenue NE Suite 800, Bellevue, WA 98004
925 4TH AVENUE FLOORS 20 THRU 22, SEATTLE, WA 98104
Registered with this firm since 9/21/2001

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.