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EDGAR HAMLIN HUBER
ED HUBER
CRD#: 4433380
IA
B
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 4476 Main Street
Amherst, NY 14226
Amherst, NY 14226
0
Disclosures
18
Years of Experience
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State Registrations
B
New York 6/29/2009
IA
New York 6/24/2021
SRO Registrations
B
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IA
Registered with this firm since 6/24/2021
B
Registered with this firm since 5/8/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/05/2004 - 11/15/2004 | MINNEAPOLIS, MN | |
B | 02/05/2003 - 07/01/2003 | WORCESTER, MA | |
B | 10/30/2001 - 01/22/2003 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.