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RICHARD AARON BERTHOLD
AARON BERTHOLD
CRD#: 4433172
IA
B
AMERITAS ADVISORY SERVICES, LLCCRD#: 317245 5900 O STREET
LINCOLN, NE 68510
LINCOLN, NE 68510
AMERITAS INVESTMENT COMPANY, LLCCRD#: 14869 5900 "O" STREET
LINCOLN, NE 68510-2234
LINCOLN, NE 68510-2234
0
Disclosures
22
Years of Experience
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State Registrations
B
Nebraska 9/25/2017
IA
Nebraska 11/1/2021
SRO Registrations
B
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IA
Registered with this firm since 11/1/2021
B
Registered with this firm since 9/25/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/26/2017 - 11/01/2021 | LINCOLN, NE | |
IA | 01/19/2007 - 02/07/2017 | LINCOLN, NE | |
B | 08/01/2001 - 02/07/2017 | LINCOLN, NE |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.