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ROBERT B GARDNER
ROBERT BRUCE GARDNER
CRD#: 4433080
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 301 UNIVERSITY AVE 2ND, 3RD, & 4TH FLS
[ND-RBO]
PALO ALTO, CA 94301
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2022 - 2024 (2 years)2 FIRMS2024 - Present (<1 year)BTD AMERITRADE, INC. (CRD# 7870)2015 - 2024 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2014 - 2015 (<1 year)BPURISIMA SECURITIES, LLC (CRD# 47882)2002 - 2004 (2 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2015 - 2023 (7 years)IATD AMERITRADE, INC. (CRD# 7870)2015 - 2022 (7 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2015 - 2015 (<1 year)IAFISHER INVESTMENTS (CRD# 107342)2005 - 2013 (8 years)
License(s)

State Registrations

B
Arizona 5/28/2024

B
Idaho 5/28/2024

B
California 5/28/2024

B
Kansas 2/3/2025

IA
California 5/28/2024

B
Texas 5/28/2024

B
Colorado 5/28/2024

IA
Texas 5/28/2024

B
Florida 5/28/2024

B
Washington 5/28/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
301 UNIVERSITY AVE 2ND, 3RD, & 4TH FLS [ND-RBO], PALO ALTO, CA 94301
Registered with this firm since 5/28/2024

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
301 UNIVERSITY AVE 2ND, 3RD, & 4TH FLS [ND-RBO], PALO ALTO, CA 94301
Registered with this firm since 5/28/2024

Previous Registration(s)
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IA
01/26/2022 - 05/09/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Mateo, CA
B
01/26/2022 - 05/09/2024 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Mateo, CA
B
10/22/2015 - 05/09/2024 TD AMERITRADE, INC. (CRD#:7870) San Mateo, CA
IA
10/22/2015 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) SAN MATEO, CA
IA
10/22/2015 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) San Mateo, CA
IA
03/11/2015 - 10/12/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN MATEO, CA
B
11/19/2014 - 10/12/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN MATEO, CA
IA
02/04/2005 - 10/03/2013 FISHER INVESTMENTS (CRD#:107342) WOODSIDE, CA
B
01/25/2002 - 11/19/2004 PURISIMA SECURITIES, LLC (CRD#:47882) WOODSIDE, CA
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B
Broker
IA
Investment Adviser
Disclosures
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