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Detailed Report
MARA OTLEY
MARA LYNN OTLEY
CRD#: 4432590
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL PARTNERSCRD#: 125112 1800 Glenarm Place Suite 1003 Denver, CO 80202
Suite 1003
Denver, CO 80202
IFP SECURITIES, LLCCRD#: 297287 1800 Glenarm Place
Suite 1003
Denver, CO 80202
Registration History
201220142016201820202022202420262 FIRMS2017 - 2022 (5 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BSCOTTRADE, INC. (CRD# 8206)2011 - 2017 (5 years)
Disclosure(s)
View By:
7/15/2024
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 7/16/2024
B
Nevada 7/16/2024
IA
Arizona 12/2/2024
IA
Nevada 10/30/2024
B
California 7/16/2024
B
New Mexico 7/16/2024
IA
California 10/30/2024
IA
New Mexico 10/31/2024
B
Colorado 7/16/2024
B
North Carolina 7/16/2024
IA
Colorado 7/16/2024
IA
North Carolina 7/23/2024
B
Florida 7/16/2024
B
Texas 7/16/2024
IA
Florida 8/12/2024
IA
Texas 7/16/2024
B
Minnesota 7/16/2024
B
Washington 7/16/2024
IA
Minnesota 10/30/2024
IA
Washington 2/6/2025
B
Missouri 7/16/2024
B
Wyoming 7/16/2024
IA
Missouri 11/14/2024
IA
Wyoming 10/31/2024
B
Nebraska 7/16/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL PARTNERS (CRD#:125112)
1800 Glenarm Place Suite 1003 Denver, CO 80202 Suite 1003, Denver, CO 80202
Registered with this firm since 7/16/2024
B
IFP SECURITIES, LLC (CRD#:297287)
1800 Glenarm Place Suite 1003, Denver, CO 80202
1800 Glenarm Place Suite 1003, Denver, CO 80202
Registered with this firm since 7/16/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 11/28/2022 - 08/14/2024 WELLS FARGO ADVISORS (CRD#:11025) DENVER, CO
B
 11/25/2022 - 08/14/2024 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) DENVER, CO
IA
 07/05/2017 - 11/09/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 06/19/2017 - 11/09/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ST. LOUIS, MO
B
 07/18/2011 - 06/12/2017 SCOTTRADE, INC. (CRD#:8206) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.