View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 05/08/2014 - 04/25/2024 | PLANO, TX | |
B | 05/08/2014 - 04/25/2024 | PLANO, TX | |
IA | 04/17/2007 - 05/09/2014 | SCOTTSDALE, AZ | |
B | 04/06/2007 - 05/09/2014 | SCOTTSDALE, AZ | |
IA | 09/30/2004 - 04/14/2005 | SCOTTSDALE, AZ | |
B | 09/30/2004 - 04/14/2005 | NEW YORK, NY | |
B | 08/14/2002 - 10/07/2004 | PURCHASE, NY | |
B | 08/13/2001 - 06/26/2002 | NEW YORK, NY |