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LATON ANDREW SPAHR
CRD#: 4431417
IA
B
ALPS ADVISORS, INC.CRD#: 134340 1290 BROADWAY, SUITE 1000
DENVER, CO 80203
DENVER, CO 80203
ALPS DISTRIBUTORS, INC.CRD#: 16853 1290 BROADWAY
SUITE 1000
DENVER, CO 80203
SUITE 1000
DENVER, CO 80203
0
Disclosures
12
Years of Experience
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State Registrations
B
Alabama 6/15/2020
B
Missouri 6/15/2020
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Alaska 6/15/2020
B
Montana 6/15/2020
B
Arizona 6/15/2020
B
Nebraska 6/15/2020
B
Arkansas 6/15/2020
B
Nevada 6/15/2020
B
California 6/13/2020
B
New Hampshire 6/15/2020
B
Colorado 5/29/2020
B
New Jersey 6/15/2020
IA
Colorado 12/11/2022
B
New Mexico 6/15/2020
B
Connecticut 6/15/2020
B
New York 6/15/2020
B
Delaware 6/15/2020
B
North Carolina 6/15/2020
B
District of Columbia 6/15/2020
B
North Dakota 6/15/2020
B
Florida 6/15/2020
B
Ohio 6/15/2020
B
Georgia 6/15/2020
B
Oklahoma 6/15/2020
B
Hawaii 6/15/2020
B
Oregon 6/15/2020
B
Idaho 6/15/2020
B
Pennsylvania 6/15/2020
B
Illinois 6/15/2020
B
Rhode Island 6/15/2020
B
Indiana 6/15/2020
B
South Carolina 6/15/2020
B
Iowa 6/15/2020
B
South Dakota 6/15/2020
B
Kansas 6/15/2020
B
Tennessee 6/15/2020
B
Kentucky 6/15/2020
B
Texas 6/15/2020
B
Louisiana 6/15/2020
B
Utah 6/15/2020
B
Maine 6/15/2020
B
Vermont 6/15/2020
B
Maryland 6/15/2020
B
Virginia 6/15/2020
B
Massachusetts 6/15/2020
B
Washington 6/15/2020
B
Michigan 6/15/2020
B
West Virginia 6/15/2020
B
Minnesota 6/15/2020
B
Wisconsin 6/15/2020
B
Mississippi 6/15/2020
B
Wyoming 6/15/2020
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/11/2022
B
Registered with this firm since 5/29/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/30/2009 - 08/24/2011 | BOSTON, MA | |
B | 01/02/2009 - 08/24/2011 | MINNEAPOLIS, MN | |
B | 01/02/2008 - 01/02/2009 | MINNEAPOLIS, MN | |
B | 10/24/2003 - 12/31/2007 | MINNEAPOLIS, MN | |
B | 10/24/2003 - 07/03/2006 | MINNEAPOLIS, MN |
MINNEAPOLIS, MN
01/02/2009 - 08/24/2011
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.