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Detailed Report
ANDREW CHARLES HYER
CRD#: 4431284
IA
Investment Adviser
B
Broker
DORSEY, WRIGHT & ASSOCIATES, LLCCRD#: 104925 790 E. COLORADO BOULEVARD
SUITE 808
PASADENA, CA 91101
NASDAQ CAPITAL MARKETS ADVISORY LLCCRD#: 104295 790 E. Colorado Blvd
Suite 808
Pasadena, CA 91101
Registration History
200420062008201020122014201620182020202220242026BNASDAQ CAPITAL MARKETS ADVISOR... (CRD# 104295)2021 - Present (4 years)IADORSEY, WRIGHT & ASSOCIATES, LLC (CRD# 104925)2004 - Present (20 years)BNASDAQ EXECUTION SERVICES, LLC (CRD# 7270)2021 - 2021 (<1 year)
License(s)

State Registrations

IA
California 12/16/2004

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
NASDAQ CAPITAL MARKETS ADVISORY LLC (CRD#:104295)
790 E. Colorado Blvd Suite 808, Pasadena, CA 91101
790 E. Colorado Blvd Suite 505, Pasadena, CA 91101
Registered with this firm since 4/6/2021
IA
DORSEY, WRIGHT & ASSOCIATES, LLC (CRD#:104925)
790 E. COLORADO BOULEVARD SUITE 808, PASADENA, CA 91101
Registered with this firm since 12/16/2004
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 01/01/2021 - 12/13/2021 NASDAQ EXECUTION SERVICES, LLC (CRD#:7270) PHILADELPHIA, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.