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PAUL EDWARD REARDON
PAU; REARDON
CRD#: 4430701
IA
B
MORGAN STANLEYCRD#: 149777 1585 Broadway
21St Floor
New York, NY 10036
21St Floor
New York, NY 10036
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alaska 6/7/2018
B
New Hampshire 6/1/2009
B
Arizona 7/31/2020
B
New Jersey 6/1/2009
B
California 6/1/2009
IA
New Jersey 6/1/2009
B
Colorado 8/20/2018
B
New Mexico 9/15/2014
B
Connecticut 9/15/2014
B
New York 6/1/2009
B
Delaware 11/3/2023
IA
New York 6/16/2021
B
District of Columbia 7/23/2020
B
North Carolina 7/2/2018
B
Florida 6/1/2009
B
Ohio 6/1/2009
IA
Florida 5/20/2021
B
Oregon 5/17/2018
B
Georgia 7/16/2019
B
Pennsylvania 6/1/2009
B
Idaho 7/29/2020
B
South Carolina 1/10/2014
B
Illinois 6/1/2009
B
Tennessee 10/2/2019
B
Indiana 7/24/2020
B
Texas 3/25/2015
B
Maine 7/24/2020
IA
Texas 6/6/2018
B
Maryland 10/30/2023
B
Utah 8/17/2018
B
Massachusetts 6/1/2009
B
Vermont 12/11/2023
B
Michigan 9/24/2018
B
Virginia 6/1/2009
B
Minnesota 6/1/2009
B
Washington 6/9/2016
B
Missouri 9/20/2018
B
West Virginia 9/24/2024
B
Montana 7/29/2020
B
Wisconsin 9/7/2018
B
Nevada 5/17/2017
B
Wyoming 7/23/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/04/2003 - 06/01/2009 | NEW YORK, NY | |
B | 06/03/2003 - 06/01/2009 | NEW YORK, NY | |
B | 04/10/2002 - 06/02/2003 | NEW YORK, NY | |
B | 10/09/2001 - 12/03/2001 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.