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GREGORY D CHO
GREG DARYL CHO, GREG DARYL CHO
CRD#: 4430248
IA
B
MORGAN STANLEYCRD#: 149777 3562 Round Barn Circle
1St Floor
Santa Rosa, CA 95403
1St Floor
Santa Rosa, CA 95403
0
Disclosures
23
Years of Experience
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State Registrations
B
Alaska 1/4/2019
B
Mississippi 7/5/2024
B
Arizona 3/21/2018
B
Montana 4/4/2023
B
Arkansas 6/3/2024
B
Nevada 1/4/2019
B
California 6/1/2009
B
New Jersey 10/27/2023
IA
California 6/1/2009
B
New Mexico 2/1/2021
B
Colorado 12/17/2014
B
New York 3/21/2018
B
Connecticut 11/23/2020
B
North Carolina 8/10/2021
B
Delaware 7/5/2024
B
Oklahoma 7/5/2024
B
District of Columbia 4/16/2024
B
Oregon 6/1/2009
B
Florida 2/27/2012
B
Pennsylvania 7/5/2024
B
Georgia 6/1/2009
B
Rhode Island 1/6/2015
B
Hawaii 6/1/2009
B
South Carolina 6/3/2024
B
Idaho 1/4/2019
B
Tennessee 10/17/2023
B
Illinois 4/25/2023
B
Texas 1/4/2019
B
Indiana 6/14/2023
IA
Texas 2/24/2020
B
Louisiana 5/14/2012
B
Utah 1/14/2016
B
Maine 10/27/2023
B
Virgin Islands 7/5/2024
B
Maryland 7/5/2024
B
Virginia 10/27/2023
B
Massachusetts 1/30/2020
B
Washington 5/3/2013
B
Michigan 1/26/2020
B
Wisconsin 4/3/2013
B
Minnesota 8/22/2014
B
Wyoming 11/29/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/03/2004 - 06/01/2009 | SANTA ROSA, CA | |
B | 05/03/2004 - 06/01/2009 | SANTA ROSA, CA | |
IA | 05/07/2002 - 05/10/2004 | NAPA, CA | |
B | 04/04/2002 - 05/10/2004 | WEEHAWKEN, NJ | |
B | 11/21/2001 - 12/31/2001 | LAGUNA HILLS, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.