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DIMITRI GLAVAS
DIMITRI N GLAVAS, DIMITRI NORMAN GLAVAS
CRD#: 4428644
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1129 N SEPULVEDA BLVD
MANHATTAN BEACH, CA 90266
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2008 - 2008 (<1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2011 - 2014 (3 years)2 FIRMS2014 - 2021 (6 years)2 FIRMS2021 - Present (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)2003 - 2008 (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2001 - 2003 (1 year)
License(s)

State Registrations

B
Arizona 8/12/2021

B
Nevada 4/30/2024

B
California 8/12/2021

B
New York 8/12/2021

IA
California 8/12/2021

B
Oregon 10/19/2021

B
Florida 8/22/2023

B
Puerto Rico 9/29/2021

B
Idaho 3/13/2023

B
Virginia 8/12/2021

B
Illinois 1/15/2025

B
West Virginia 12/26/2024

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1129 N SEPULVEDA BLVD, MANHATTAN BEACH, CA 90266
1403 SARTORI AVE, TORRANCE, CA 90501
Registered with this firm since 8/12/2021

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1129 N SEPULVEDA BLVD, MANHATTAN BEACH, CA 90266
1403 SARTORI AVE, TORRANCE, CA 90501
Registered with this firm since 8/12/2021

Previous Registration(s)
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IA
09/30/2014 - 08/13/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) PALOS VERDES, CA
B
09/30/2014 - 08/13/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) PALOS VERDES, CA
IA
05/10/2011 - 10/08/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOS ANGELES, CA
B
06/15/2011 - 10/08/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOS ANGELES, CA
IA
09/25/2008 - 10/30/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOS ANGELES, CA
B
09/24/2008 - 10/30/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) LOS ANGELES, CA
B
09/22/2008 - 10/08/2008 BARCLAYS CAPITAL INC. (CRD#:19714) LOS ANGELES, CA
IA
02/14/2008 - 10/07/2008 LEHMAN BROTHERS INC. (CRD#:7506) LOS ANGELES, CA
B
06/16/2003 - 09/22/2008 LEHMAN BROTHERS INC. (CRD#:7506) LOS ANGELES, CA
B
10/23/2001 - 06/20/2003 UBS FINANCIAL SERVICES INC. (CRD#:8174) WEEHAWKEN, NJ
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.