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MELODIE KAY ACE
MELODIE K ACE, MELODIE KAY ANDREWS, MELODIE KAY PETERSON
CRD#: 4428463
IA
B
CANOPY WEALTH MANAGEMENTCRD#: 297717 8215 GREENWAY BOULEVARD
SUITE 540
MIDDLETON, WI 53562
SUITE 540
MIDDLETON, WI 53562
0
Disclosures
23
Years of Experience
View By:
State Registrations
IA
Wisconsin 1/20/2023
IA
Registered with this firm since 1/20/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/09/2022 - 12/14/2022 | Madison, WI | |
B | 05/09/2022 - 12/14/2022 | Madison, WI | |
B | 03/08/2010 - 04/26/2022 | MIDDLETON, WI | |
IA | 03/10/2010 - 01/19/2018 | MIDDLETON, WI | |
IA | 12/23/2009 - 02/16/2010 | ST. LOUIS, MO | |
B | 12/04/2009 - 02/16/2010 | MADISON, WI | |
IA | 08/14/2009 - 12/09/2009 | MADISON, WI | |
B | 08/14/2009 - 12/09/2009 | MADISON, WI | |
IA | 02/23/2004 - 07/30/2009 | MIDDLETON, WI | |
B | 02/23/2004 - 07/30/2009 | MIDDLETON, WI | |
IA | 02/20/2007 - 04/30/2007 | MILWAUKEE, WI | |
B | 07/30/2001 - 01/27/2004 | MINOT, ND |
ST. LOUIS, MO
12/23/2009 - 02/16/2010
MILWAUKEE, WI
02/20/2007 - 04/30/2007
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.