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Detailed Report
JESSICA RENEE PHILLIPS
JESSICA RENEE DOZIER, JESSICA PHILLIPS
CRD#: 4427741
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 150 W MAIN ST
FL 14
NORFOLK, VA 23510
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 150 W MAIN ST
FL 14
NORFOLK, VA 23510
Registration History
20022004200620082010201220142016201820202022202420263 FIRMS2001 - 2002 (<1 year)2 FIRMS2018 - Present (6 years)BBB&T SECURITIES, LLC (CRD# 142785)2019 - 2021 (1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2004 - 2018 (13 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2005 - 2018 (13 years)
License(s)

State Registrations

B
Alabama 12/6/2018
B
Nebraska 12/6/2018
B
Alaska 12/6/2018
B
Nevada 12/6/2018
B
Arizona 12/6/2018
B
New Hampshire 12/6/2018
B
Arkansas 12/6/2018
B
New Jersey 12/6/2018
B
California 12/6/2018
B
New Mexico 12/6/2018
B
Colorado 12/6/2018
B
New York 12/6/2018
B
Connecticut 12/6/2018
B
North Carolina 12/6/2018
B
Delaware 12/6/2018
B
North Dakota 12/6/2018
B
District of Columbia 12/6/2018
B
Ohio 12/7/2018
B
Florida 12/6/2018
B
Oklahoma 12/6/2018
B
Georgia 12/6/2018
B
Oregon 12/6/2018
B
Hawaii 12/6/2018
B
Pennsylvania 12/6/2018
B
Idaho 12/6/2018
B
Puerto Rico 12/6/2018
B
Illinois 12/6/2018
B
Rhode Island 12/6/2018
B
Indiana 12/6/2018
B
South Carolina 12/6/2018
B
Iowa 12/6/2018
B
South Dakota 12/6/2018
B
Kansas 12/6/2018
B
Tennessee 12/6/2018
B
Kentucky 12/6/2018
B
Texas 12/6/2018
B
Louisiana 12/6/2018
B
Utah 12/6/2018
B
Maine 12/6/2018
B
Vermont 12/6/2018
B
Maryland 12/6/2018
B
Virginia 8/17/2018
B
Massachusetts 12/6/2018
IA
Virginia 8/17/2018
B
Michigan 12/6/2018
B
Washington 12/6/2018
B
Minnesota 12/6/2018
B
West Virginia 12/6/2018
B
Mississippi 12/6/2018
B
Wisconsin 12/6/2018
B
Missouri 12/6/2018
B
Wyoming 12/6/2018
B
Montana 12/6/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
150 W MAIN ST FL 14, NORFOLK, VA 23510
CHESAPEAKE, VA
Registered with this firm since 8/17/2018
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
150 W MAIN ST FL 14, NORFOLK, VA 23510
Registered with this firm since 8/17/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 12/09/2019 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) NORFOLK, VA
IA
 01/12/2005 - 08/14/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) VIRGINIA BEACH, VA
B
 11/19/2004 - 08/14/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) VIRGINIA BEACH, VA
IA
 09/04/2001 - 07/03/2002 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) VIRGINIA BEACH, VA
B
 08/15/2001 - 07/03/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/15/2001 - 07/03/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.