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Detailed Report
THOMAS NOEL FLOCKE
CRD#: 4427604
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 2615 CALDER AVE
STE 670-B
BEAUMONT, TX 77702
Registration History
2002200420062008201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2012 - Present (12 years)BPFS INVESTMENTS INC. (CRD# 10111)2002 - Present (23 years)
License(s)

State Registrations

B
Kentucky 3/4/2024
B
Texas 2/13/2002
B
North Carolina 4/12/2010
IA
Texas 6/22/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
2615 CALDER AVE STE 670-B, BEAUMONT, TX 77702
NEDERLAND, TX
Registered with this firm since 6/22/2012
B
PFS INVESTMENTS INC. (CRD#:10111)
2615 CALDER AVE STE 670-B, BEAUMONT, TX 77702
NEDERLAND, TX
Registered with this firm since 2/4/2002
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.