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Detailed Report
BRIAN PAUL LICH
CRD#: 4427583
IA
Investment Adviser
B
Broker
MONEY CONCEPTS ADVISORY SERVICECRD#: 12963 5600 MEXICO ROAD
STE.1
SAINT PETERS, MO 63376
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BNEXT FINANCIAL GROUP, INC. (CRD# 46214)2008 - 2010 (2 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2008 (2 years)BEDWARD JONES (CRD# 250)2002 - 2005 (3 years)
License(s)

State Registrations

B
Florida 7/29/2015
B
Missouri 6/2/2010
B
Illinois 6/2/2010
IA
Missouri 6/9/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MONEY CONCEPTS ADVISORY SERVICE (CRD#:12963)
5600 MEXICO ROAD STE.1, SAINT PETERS, MO 63376
450 MERAMEC BLVD., EUREKA, MO 63025
Registered with this firm since 6/9/2010
B
MONEY CONCEPTS CAPITAL CORP (CRD#:12963)
5600 MEXICO ROAD STE.1, SAINT PETERS, MO 63376
450 MERAMEC BLVD., EUREKA, MO 63025
Registered with this firm since 6/2/2010
Previous Registration(s)
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B
 05/12/2008 - 06/01/2010 NEXT FINANCIAL GROUP, INC. (CRD#:46214) ST. LOUIS, MO
B
 06/21/2005 - 05/02/2008 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) ST. LOUIS, MO
B
 02/13/2002 - 06/13/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.