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LUKAS JAMES SMART
LUKAS SMART, LUKAS SMART
CRD#: 4427237
IA
B
DIMENSIONAL FUND ADVISORS LPCRD#: 106482 6300 BEE CAVE ROAD
BUILDING ONE
AUSTIN, TX 78746
BUILDING ONE
AUSTIN, TX 78746
DFA SECURITIES LLCCRD#: 10292 PALISADES WEST, BUILDING ONE
6300 BEE CAVE ROAD
AUSTIN, TX 78746
6300 BEE CAVE ROAD
AUSTIN, TX 78746
0
Disclosures
17
Years of Experience
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State Registrations
B
Texas 4/9/2024
IA
Texas 4/9/2024
SRO Registrations
B
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IA
Registered with this firm since 4/9/2024
B
Registered with this firm since 4/9/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/04/2021 - 03/11/2024 | PRINCETON, NJ | |
B | 05/03/2021 - 03/11/2024 | PRINCETON, NJ | |
IA | 02/12/2008 - 02/25/2021 | AUSTIN, TX | |
B | 01/07/2008 - 02/25/2021 | AUSTIN, TX | |
IA | 12/02/2013 - 10/30/2014 | AUSTIN, TX | |
IA | 11/21/2001 - 06/21/2002 | CHICAGO, IL | |
B | 09/17/2001 - 06/21/2002 | PURCHASE, NY |
AUSTIN, TX
12/02/2013 - 10/30/2014
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.