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Detailed Report
GORDON BAYARD KELLAM
Gordon Kellam
CRD#: 4427173
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 801 LAUREL OAK DR
NAPLES, FL 34108
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 801 LAUREL OAK DR
NAPLES, FL 34108
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2021 (7 years)IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2021 - Present (4 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2019 - Present (5 years)BPUTNAM RETAIL MANAGEMENT LIMIT... (CRD# 7325)2001 - 2004 (2 years)IAPUTNAM INVESTMENT MANAGEMENT, LLC (CRD# 106629)2004 - 2004 (<1 year)
Disclosure(s)
View By:
6/24/2013
Customer Dispute
Denied
2/24/2011
Customer Dispute
Denied
License(s)

State Registrations

B
Alabama 2/17/2021
B
Montana 3/14/2022
B
Alaska 3/14/2022
B
Nebraska 3/14/2022
B
Arizona 2/17/2021
B
Nevada 2/17/2021
B
Arkansas 12/22/2021
B
New Hampshire 12/22/2021
B
California 2/17/2021
B
New Jersey 2/17/2021
B
Colorado 2/17/2021
B
New Mexico 3/14/2022
B
Connecticut 2/17/2021
B
New York 2/17/2021
B
Delaware 3/14/2022
B
North Carolina 2/17/2021
B
District of Columbia 3/14/2022
B
North Dakota 3/14/2022
B
Florida 12/10/2019
B
Ohio 2/17/2021
IA
Florida 2/17/2021
B
Oklahoma 3/14/2022
B
Georgia 2/17/2021
B
Oregon 2/17/2021
B
Hawaii 12/22/2021
B
Pennsylvania 2/17/2021
B
Idaho 12/22/2021
B
Puerto Rico 3/14/2022
B
Illinois 2/17/2021
B
Rhode Island 2/17/2021
B
Indiana 2/17/2021
B
South Carolina 2/17/2021
B
Iowa 2/17/2021
B
South Dakota 3/14/2022
B
Kansas 3/14/2022
B
Tennessee 12/22/2021
B
Kentucky 2/17/2021
B
Texas 2/17/2021
B
Louisiana 12/22/2021
IA
Texas 4/15/2021
IA
Louisiana 1/12/2022
B
Utah 3/14/2022
B
Maine 3/14/2022
B
Vermont 12/22/2021
B
Maryland 2/17/2021
B
Virgin Islands 2/17/2021
B
Massachusetts 2/17/2021
B
Virginia 2/17/2021
B
Michigan 2/17/2021
B
Washington 2/17/2021
B
Minnesota 3/14/2022
B
West Virginia 12/22/2021
B
Mississippi 3/14/2022
B
Wisconsin 2/17/2021
B
Missouri 2/17/2021
B
Wyoming 3/14/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
801 LAUREL OAK DR, NAPLES, FL 34108
Registered with this firm since 2/17/2021
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
801 LAUREL OAK DR, NAPLES, FL 34108
NAPLES, FL
Registered with this firm since 12/10/2019
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/24/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 09/20/2013 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 10/23/2009 - 09/30/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NAPLES, FL
B
 10/23/2009 - 09/30/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NAPLES, FL
IA
 07/06/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NAPLES, FL
B
 07/06/2004 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) NAPLES, FL
IA
 04/05/2004 - 05/24/2004 PUTNAM INVESTMENT MANAGEMENT, LLC (CRD#:106629) BOSTON , MA
B
 10/25/2001 - 05/24/2004 PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (CRD#:7325) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.