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SHANI ADIA HATCHER
CRD#: 4426933
IA
B
MORGAN STANLEYCRD#: 149777 555 California Street
35Th Floor
San Francisco, CA 94104
35Th Floor
San Francisco, CA 94104
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Arizona 9/10/2021
B
New York 4/5/2022
B
California 9/10/2021
B
North Carolina 1/16/2024
IA
California 9/10/2021
B
Ohio 10/20/2022
B
Colorado 9/10/2021
B
Oregon 10/21/2022
B
Florida 9/10/2021
B
Pennsylvania 9/10/2021
B
Georgia 4/5/2022
B
Rhode Island 9/10/2021
B
Illinois 5/1/2024
B
Tennessee 9/4/2024
B
Massachusetts 4/6/2022
B
Texas 2/15/2023
B
Montana 12/19/2023
IA
Texas 2/18/2023
B
Nevada 2/23/2022
B
Virginia 6/11/2024
B
New Jersey 4/5/2022
B
Washington 4/4/2022
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/10/2021
B
Registered with this firm since 9/10/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2011 - 09/16/2021 | SAN FRANCISCO, CA | |
B | 01/03/2011 - 09/16/2021 | SAN FRANCISCO, CA | |
IA | 08/26/2005 - 01/03/2011 | SAN FRANCISCO, CA | |
B | 08/25/2005 - 01/03/2011 | SAN FRANCISCO, CA | |
B | 02/21/2003 - 08/02/2005 | LONG ISLAND CITY, NY | |
B | 03/09/2002 - 09/25/2002 | NEW YORK, NY | |
B | 02/19/2002 - 03/09/2002 | SAN FRANCISCO, CA | |
B | 09/19/2001 - 01/10/2002 | MINNEAPOLIS, MN | |
B | 09/19/2001 - 01/10/2002 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.