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Detailed Report
RICHARD GEORGE RINGWALD
CRD#: 4425715
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Investment Adviser
POWERS ADVISORY GROUP, LLCCRD#: 172252 2603 PLAZA DRIVE
HIGHLAND, IL 62249
Registration History
2002200420062008201020122014201620182020202220242026IAPOWERS ADVISORY GROUP, LLC (CRD# 172252)2017 - Present (7 years)IASTIFEL, NICOLAUS & COMPANY, IN... (CRD# 793)2002 - 2003 (1 year)
License(s)

State Registrations

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Illinois 11/1/2017
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Texas 11/1/2017
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Missouri 11/1/2017
Current Registration(s)
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POWERS ADVISORY GROUP, LLC (CRD#:172252)
2603 PLAZA DRIVE, HIGHLAND, IL 62249
Registered with this firm since 11/1/2017
Previous Registration(s)
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 07/02/2002 - 07/14/2003 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) ST LOUIS, MO
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.