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DANIEL STEPHEN COOK
CRD#: 4423756
IA
Investment Adviser
COOK FINANCIAL DESIGNS, INC.CRD#: 115241 1060 LASKIN ROAD
SUITE 25B
VIRGINIA BEACH, VA 23451
Registration History
2002200420062008201020122014201620182020202220242026IACOOK FINANCIAL DESIGNS, INC. (CRD# 115241)2001 - Present (23 years)IARETIREMENT SECURITY GROUP OF V... (CRD# 120518)2002 - 2002 (<1 year)
License(s)

State Registrations

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Louisiana 11/13/2019

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Texas 10/17/2012

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North Carolina 9/11/2017

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Virginia 9/5/2001

Current Registration(s)
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COOK FINANCIAL DESIGNS, INC. (CRD#:115241)
1060 LASKIN ROAD SUITE 25B, VIRGINIA BEACH, VA 23451
Registered with this firm since 9/5/2001

Previous Registration(s)
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05/07/2002 - 12/02/2002 RETIREMENT SECURITY GROUP OF VA. INC. (CRD#:120518) VIRGINIA BEACH, VA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.