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RASHEEDA S ZAMUDIO
RASHEEDA SAFIYAH LIGGONS, RASHEEDA SAFIYAH ZAMUDIO
CRD#: 4423368
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 600 Peachtree St NE
ATLANTA, GA 30308
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (<1 year)2 FIRMS2002 - 2003 (1 year)2 FIRMS2003 - 2004 (<1 year)2 FIRMS2005 - 2006 (1 year)2 FIRMS2006 - 2012 (5 years)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - Present (10 years)BHSBC SECURITIES (USA) INC. (CRD# 19585)2005 - 2005 (<1 year)BJ. P. MORGAN INVEST, LLC (CRD# 1326)2003 - 2003 (<1 year)
License(s)

State Registrations

B
Georgia 3/19/2014

IA
Texas 7/22/2016

IA
Georgia 3/19/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
600 Peachtree St NE, ATLANTA, GA 30308
Registered with this firm since 3/19/2014

IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
600 Peachtree St NE, ATLANTA, GA 30308
Registered with this firm since 3/19/2014

Previous Registration(s)
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IA
10/01/2012 - 03/04/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) JACKSON HEIGHTS, NY
B
10/01/2012 - 03/04/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) JACKSON HEIGHTS, NY
IA
11/28/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GLENDALE, NY
B
11/28/2006 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) GLENDALE, NY
IA
10/04/2005 - 10/05/2006 FAHNESTOCK ASSET MANAGEMENT (CRD#:249) NEW YORK, NY
B
10/04/2005 - 10/05/2006 OPPENHEIMER & CO. INC. (CRD#:249) NEW YORK, NY
B
06/06/2005 - 10/07/2005 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK CITY, NY
IA
10/02/2003 - 07/07/2004 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
10/02/2003 - 07/07/2004 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
06/12/2003 - 06/30/2003 J. P. MORGAN INVEST, LLC (CRD#:1326) BOSTON, MA
IA
05/03/2002 - 05/15/2003 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
B
05/03/2002 - 05/15/2003 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
10/15/2001 - 03/27/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
10/15/2001 - 03/27/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Disclosures
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