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Detailed Report
SHARQUEECE KANISHA BANKS
SHARQUEECE KANISHA LOCKLEY
CRD#: 4423300
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 777 E. EISENHOWER PARKWAY
SUITE 100
ANN ARBOR, MI 48108
Registration History
2002200420062008201020122014201620182020202220242026IAADVICE AND PLANNING SERVICES (CRD# 20472)2022 - Present (2 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2016 - Present (9 years)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2001 - 2010 (9 years)
License(s)

State Registrations

B
Arizona 11/18/2022
B
Nebraska 11/9/2022
B
California 11/9/2022
B
New Jersey 11/10/2022
B
Colorado 11/9/2022
B
New York 11/10/2022
B
Connecticut 11/9/2022
B
North Carolina 11/8/2022
B
Florida 11/9/2022
B
Ohio 2/23/2016
B
Georgia 11/10/2022
B
Pennsylvania 11/9/2022
B
Illinois 11/22/2022
B
South Carolina 11/15/2022
B
Indiana 11/9/2022
B
Tennessee 11/10/2022
B
Maryland 11/9/2022
B
Utah 11/9/2022
B
Massachusetts 11/9/2022
B
Vermont 11/9/2022
B
Michigan 2/17/2016
B
Virginia 11/9/2022
IA
Michigan 12/7/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
777 E. EISENHOWER PARKWAY SUITE 100, ANN ARBOR, MI 48108
Livonia, MI
Registered with this firm since 12/7/2022
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
777 E. EISENHOWER PARKWAY SUITE 100, ANN ARBOR, MI 48108
Livonia, MI
Registered with this firm since 2/8/2016
Previous Registration(s)
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B
 07/17/2001 - 12/07/2010 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) SOUTHFIELD, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.