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NICHOLAS JON RASMUSSEN
NICHOLAS J RASMUSSEN, NICK J RASMUSSEN
CRD#: 4423267
IA
Investment Adviser
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Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 321 Stillwater Road
Willernie, MN 55090
Registration History
2002200420062008201020122014201620182020202220242026IATHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2013 - Present (11 years)BTHRIVENT INVESTMENT MANAGEMENT... (CRD# 18387)2011 - Present (13 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2010 - 2011 (1 year)BRIVERSOURCE FUND DISTRIBUTORS,... (CRD# 840)2009 - 2010 (1 year)BRIVERSOURCE DISTRIBUTORS, INC. (CRD# 139135)2006 - 2009 (2 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2006 - 2007 (<1 year)BHANTZ FINANCIAL SERVICES, INC. (CRD# 46047)2001 - 2006 (4 years)
License(s)

State Registrations

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Arizona 2/27/2013

IA
Minnesota 11/18/2013

B
California 7/14/2011

B
Nevada 2/14/2019

B
Colorado 12/20/2023

B
New Mexico 8/12/2024

B
Florida 2/3/2022

B
North Carolina 7/21/2011

B
Illinois 11/17/2020

B
South Carolina 10/28/2021

B
Iowa 8/10/2020

B
Tennessee 11/20/2023

B
Massachusetts 11/30/2021

B
Texas 2/2/2024

B
Michigan 7/14/2011

IA
Texas 2/2/2024

B
Minnesota 6/7/2011

B
Wisconsin 7/14/2011

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
321 Stillwater Road, Willernie, MN 55090
Dellwood, MN
Registered with this firm since 11/18/2013

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THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
321 Stillwater Road, Willernie, MN 55090
Dellwood, MN
Registered with this firm since 6/7/2011

Previous Registration(s)
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03/24/2010 - 06/06/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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01/02/2009 - 03/24/2010 RIVERSOURCE FUND DISTRIBUTORS, INC. (CRD#:840) MINNEAPOLIS, MN
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11/28/2006 - 01/02/2009 RIVERSOURCE DISTRIBUTORS, INC. (CRD#:139135) MINNEAPOLIS, MN
B
02/16/2006 - 01/24/2007 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
07/18/2001 - 01/10/2006 HANTZ FINANCIAL SERVICES, INC. (CRD#:46047) SOUTHFIELD, MI
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.