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HAROLD B GORDY III
CHIP GORDY
CRD#: 4422674
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 10441 RACETRACK RD
UNIT #1
BERLIN, MD 21811
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 10441 RACETRACK RD
UNIT #1
BERLIN, MD 21811
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2009 - Present (15 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2004 (2 years)IAMORGAN STANLEY (CRD# 7556)2002 - 2004 (2 years)
License(s)

State Registrations

B
Alaska 2/14/2023

B
Nevada 2/2/2021

B
Arizona 10/21/2022

B
New Jersey 10/20/2009

B
California 10/20/2009

B
New York 6/20/2018

B
Colorado 12/15/2009

B
North Carolina 6/15/2011

B
Delaware 10/28/2009

B
Pennsylvania 10/20/2009

B
Florida 10/20/2009

B
Texas 1/2/2025

B
Maryland 10/20/2009

IA
Texas 1/2/2025

IA
Maryland 10/20/2009

B
Virginia 10/20/2009

B
Michigan 2/6/2024

B
Washington 3/15/2019

B
Minnesota 5/2/2019

B
West Virginia 1/2/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
10441 RACETRACK RD UNIT #1, BERLIN, MD 21811
Registered with this firm since 10/20/2009

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
10441 RACETRACK RD UNIT #1, BERLIN, MD 21811
Registered with this firm since 10/20/2009

Previous Registration(s)
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IA
05/10/2004 - 10/22/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OCEAN CITY, MD
B
05/14/2004 - 10/22/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OCEAN CITY, MD
IA
02/25/2002 - 05/13/2004 MORGAN STANLEY (CRD#:7556) LEWES, DE
B
09/07/2001 - 05/13/2004 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.