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Ramey Thomas Harrell
RAMEY THOMAS HARRELL, Ramey Harrell
CRD#: 4421942
IA
B
EDWARD JONESCRD#: 250 2910 CRESCENT AVE SUITE 120
HOMEWOOD, AL 35209-2522
HOMEWOOD, AL 35209-2522
0
Disclosures
16
Years of Experience
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State Registrations
B
Alabama 9/26/2022
B
Michigan 1/8/2024
IA
Alabama 9/26/2022
B
Ohio 11/30/2022
B
California 1/11/2023
B
South Carolina 10/18/2023
B
Florida 1/11/2023
B
Tennessee 1/11/2023
B
Georgia 1/11/2023
B
Texas 10/24/2024
B
Illinois 11/2/2023
IA
Texas 10/25/2024
B
Indiana 12/13/2024
B
Virginia 1/11/2023
B
Louisiana 12/19/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 9/26/2022
B
Registered with this firm since 9/2/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/10/2004 - 12/31/2015 | BIRMINGHAM, AL | |
B | 07/03/2002 - 12/31/2015 | BIRMINGHAM, AL | |
B | 03/15/2002 - 06/24/2002 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.