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Detailed Report
JONATHAN EDWARD THORNBERRY
CRD#: 4421406
IA
Investment Adviser
B
Broker
ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 809 Wrights Summit Parkway, Suite 310
Ft Wright, KY 41011
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2002 (<1 year)IAROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2010 - Present (15 years)BROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2003 - Present (21 years)BLINSCO/PRIVATE LEDGER CORP. (CRD# 6413)2002 - 2003 (1 year)IAROBERT W. BAIRD & CO. INCORPORATED (CRD# 8158)2003 - 2009 (6 years)
Disclosure(s)
View By:
9/15/2015
Regulatory
Final
10/7/2013
Regulatory
Final
License(s)

State Registrations

B
Arizona 3/12/2004
B
Nebraska 3/12/2004
B
California 3/12/2004
B
New Hampshire 3/12/2004
B
Colorado 3/12/2004
B
New Jersey 3/12/2004
B
Connecticut 3/12/2004
B
New Mexico 4/30/2021
B
District of Columbia 3/12/2004
B
New York 3/12/2004
B
Florida 3/12/2004
B
North Carolina 3/15/2004
IA
Florida 9/11/2018
B
Ohio 6/17/2003
B
Georgia 3/12/2004
IA
Ohio 1/4/2010
B
Hawaii 3/12/2004
B
Oklahoma 3/24/2020
B
Illinois 3/12/2004
B
Oregon 3/12/2004
B
Indiana 3/12/2004
B
Pennsylvania 3/12/2004
B
Iowa 4/30/2007
B
Rhode Island 3/12/2004
B
Kansas 3/12/2004
B
South Carolina 3/12/2004
B
Kentucky 6/16/2003
B
Tennessee 12/8/2016
IA
Kentucky 1/4/2010
B
Texas 3/12/2004
B
Louisiana 3/15/2004
IA
Texas 3/31/2017
B
Maine 3/12/2004
B
Utah 2/8/2018
B
Maryland 3/12/2004
B
Vermont 3/12/2004
B
Massachusetts 3/12/2004
B
Virginia 3/12/2004
B
Michigan 4/30/2007
B
Washington 3/12/2004
B
Minnesota 5/9/2014
B
Wisconsin 3/12/2004
B
Missouri 3/12/2004
B
Wyoming 2/26/2021
B
Montana 1/4/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
809 Wrights Summit Parkway, Suite 310, Ft Wright, KY 41011
Registered with this firm since 1/4/2010
B
ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158)
809 Wrights Summit Parkway, Suite 310, Ft Wright, KY 41011
Registered with this firm since 6/16/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 06/16/2003 - 12/31/2009 ROBERT W. BAIRD & CO. INCORPORATED (CRD#:8158) Cincinnati, OH
B
 04/19/2002 - 06/25/2003 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
B
 08/07/2001 - 04/09/2002 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 08/07/2001 - 04/09/2002 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.