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CYNTHIA KUMP
CRD#: 4421186
IA
Investment Adviser
B
Broker
RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 159 CROCKER PARK BLVD.
SUITE 390
WESTLAKE, OH 44145
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2001 - 2023 (21 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2002 - 2023 (20 years)
License(s)

State Registrations

B
Alabama 5/25/2023

B
New Jersey 5/25/2023

B
Arizona 5/25/2023

B
North Carolina 5/31/2023

B
California 5/25/2023

B
North Dakota 5/25/2023

B
Colorado 5/25/2023

B
Ohio 5/25/2023

B
District of Columbia 5/25/2023

IA
Ohio 5/25/2023

B
Florida 5/25/2023

B
Oklahoma 5/25/2023

B
Illinois 5/25/2023

B
Oregon 5/25/2023

B
Indiana 5/25/2023

B
Pennsylvania 5/25/2023

B
Maine 5/25/2023

B
Puerto Rico 5/25/2023

B
Maryland 5/25/2023

B
Texas 5/25/2023

B
Massachusetts 5/25/2023

IA
Texas 5/25/2023

B
Michigan 5/25/2023

B
Virginia 5/25/2023

B
Missouri 5/25/2023

B
West Virginia 5/25/2023

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
159 CROCKER PARK BLVD. SUITE 390, WESTLAKE, OH 44145
Sheffield Lake, OH
Registered with this firm since 5/25/2023

B
RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705)
159 CROCKER PARK BLVD. SUITE 390, WESTLAKE, OH 44145
Sheffield Lake, OH
Registered with this firm since 5/25/2023

Previous Registration(s)
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IA
10/02/2002 - 05/26/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE, OH
B
08/28/2001 - 05/26/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WESTLAKE, OH
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.