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Detailed Report
JEFFREY DE ALDAY REGALADO
JEFFREY ALDAY REGALADO
CRD#: 4420739
IA
Investment Adviser
B
Broker
GWN SECURITIES INC.CRD#: 128929 1 PARK PLAZA
SUITE 600
IRVINE, CA 92614
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2010 - Present (14 years)BGREAT AMERICAN ADVISORS, INC. (CRD# 36451)2006 - 2010 (4 years)BCONSUMER CONCEPTS INVESTMENTS,... (CRD# 26167)2003 - 2006 (3 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2002 - 2003 (<1 year)BCONTINENTAL CAPITAL INVESTMENT... (CRD# 2864)2001 - 2002 (<1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2001 - 2001 (<1 year)IAGREAT AMERICAN ADVISORS, INC. (CRD# 36451)2008 - 2010 (2 years)
License(s)

State Registrations

B
California 7/15/2010
B
New Jersey 7/26/2017
IA
California 7/15/2010
B
Oregon 6/15/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GWN SECURITIES INC. (CRD#:128929)
1 PARK PLAZA SUITE 600, IRVINE, CA 92614
Registered with this firm since 7/15/2010
B
GWN SECURITIES INC. (CRD#:128929)
1 PARK PLAZA SUITE 600, IRVINE, CA 92614
Registered with this firm since 7/15/2010
Previous Registration(s)
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IA
 05/30/2008 - 07/16/2010 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) IRVINE, CA
B
 06/15/2006 - 07/16/2010 GREAT AMERICAN ADVISORS, INC. (CRD#:36451) IRVINE, CA
B
 03/11/2003 - 05/31/2006 CONSUMER CONCEPTS INVESTMENTS, INC. (CRD#:26167) AUSTELL, GA
B
 05/22/2002 - 03/25/2003 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) PHOENIX, AZ
B
 11/15/2001 - 05/20/2002 CONTINENTAL CAPITAL INVESTMENT SERVICES, INC. (CRD#:2864) BRYAN, OH
B
 08/07/2001 - 11/08/2001 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.