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Detailed Report
MATTHEW EDWARD WHEELER
CRD#: 4419171
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 4649 CARMEL MOUNTAIN RD
SAN DIEGO, CA 92130
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2011 (2 years)2 FIRMS2013 - 2016 (3 years)2 FIRMS2016 - Present (8 years)BALTEGRIS INVESTMENTS, INC. (CRD# 8258)2011 - 2012 (<1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2001 - 2007 (6 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2003 - 2007 (4 years)
License(s)

State Registrations

B
Alabama 4/3/2025
B
Nevada 7/25/2024
B
California 10/24/2016
B
Oregon 8/3/2023
IA
California 10/24/2016
B
Utah 1/23/2024
B
Hawaii 6/13/2023
B
Virginia 5/17/2023
B
Massachusetts 10/24/2016
B
Washington 3/20/2023

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
4649 CARMEL MOUNTAIN RD, SAN DIEGO, CA 92130
Registered with this firm since 10/24/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
4649 CARMEL MOUNTAIN RD, SAN DIEGO, CA 92130
Registered with this firm since 10/24/2016
Previous Registration(s)
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IA
 05/30/2013 - 11/02/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) CARLSBAD, CA
B
 06/04/2013 - 11/02/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) CARLSBAD, CA
B
 05/09/2011 - 02/22/2012 ALTEGRIS INVESTMENTS, INC. (CRD#:8258) LA JOLLA, CA
IA
 10/20/2008 - 04/18/2011 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) SAN DIEGO, CA
B
 10/16/2008 - 04/18/2011 PRINCOR FINANCIAL SERVICES CORPORATION (CRD#:1137) SAN DIEGO, CA
IA
 10/05/2007 - 10/03/2008 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) ENCINITAS, CA
B
 10/05/2007 - 10/03/2008 UNIONBANC INVESTMENT SERVICES, LLC (CRD#:14455) ENCINITAS, CA
IA
 02/20/2003 - 10/10/2007 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SAN DIEGO, CA
B
 07/24/2001 - 10/10/2007 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SAN DIEGO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.