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Detailed Report
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2025 - Present (<1 year)BOSAIC FA, INC. (CRD# 3978)2001 - 2025 (23 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2001 - 2006 (4 years)IAOSAIC FA, INC. (CRD# 3978)2011 - 2025 (14 years)
Disclosure(s)
View By:
2/16/2024
Customer Dispute
Pending
8/31/2023
Customer Dispute
Settled
11/23/2022
Customer Dispute
Settled
7/8/2022
Customer Dispute
Settled
3/28/2022
Customer Dispute
Settled
8/17/2016
Customer Dispute
Closed-No Action
12/28/2009
Customer Dispute
Denied
11/18/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 1/24/2025
B
Minnesota 1/24/2025
B
Arizona 1/24/2025
B
Missouri 1/24/2025
B
Arkansas 1/24/2025
B
New Jersey 1/24/2025
B
California 1/24/2025
B
North Carolina 1/24/2025
B
Colorado 1/24/2025
B
Ohio 1/24/2025
B
Florida 1/24/2025
B
Pennsylvania 1/24/2025
B
Georgia 1/24/2025
B
South Carolina 1/24/2025
B
Illinois 1/24/2025
B
Texas 1/24/2025
B
Indiana 1/24/2025
IA
Texas 1/24/2025
B
Kansas 1/24/2025
B
Virginia 1/24/2025
B
Michigan 1/24/2025
B
Wisconsin 1/24/2025
IA
Michigan 1/24/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
20505 W 12 Mile Rd, Southfield, MI 48076
Registered with this firm since 1/24/2025
B
OSAIC WEALTH, INC. (CRD#:23131)
20505 W 12 Mile Rd, Southfield, MI 48076
Registered with this firm since 1/24/2025
Previous Registration(s)
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IA
 01/07/2011 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) Southfield, MI
B
 07/16/2001 - 01/24/2025 OSAIC FA, INC. (CRD#:3978) Southfield, MI
B
 07/16/2001 - 04/01/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.