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CARLA HOGAN ADKINS
NO OTHER NAME
CRD#: 4418119
IA
B
OSAIC WEALTH, INC.CRD#: 23131 2201 LEXINGTON AVE
A16
ASHLAND, KY 41101
A16
ASHLAND, KY 41101
0
Disclosures
22
Years of Experience
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State Registrations
B
Kentucky 1/19/2024
IA
Kentucky 1/19/2024
SRO Registrations
B
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IA
Registered with this firm since 1/19/2024
B
Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/02/2018 - 01/19/2024 | ASHLAND, KY | |
B | 11/02/2018 - 01/19/2024 | ASHLAND, KY | |
IA | 03/25/2017 - 11/07/2018 | ASHLAND, KY | |
B | 03/25/2017 - 11/07/2018 | ASHLAND, KY | |
IA | 12/09/2011 - 03/25/2017 | ASHLAND, KY | |
B | 08/31/2011 - 03/25/2017 | ASHLAND, KY | |
B | 12/20/2002 - 12/31/2010 | GREENUP, KY | |
B | 08/29/2001 - 01/25/2002 | DES MOINES, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.