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KRISTOFFER ADAM NOBLE
KRISTOFFER ADAM NOBLE
CRD#: 4418025
IA
B
MORGAN STANLEYCRD#: 149777 100 Middle Street
3Rd Floor
Portland, ME 04101
3Rd Floor
Portland, ME 04101
0
Disclosures
23
Years of Experience
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State Registrations
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Alabama 6/26/2023
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Mississippi 4/6/2017
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Alaska 4/7/2016
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Missouri 4/17/2015
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Arizona 1/13/2014
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Montana 4/28/2015
B
Arkansas 6/8/2015
B
Nevada 6/1/2009
B
California 6/1/2009
B
New Hampshire 6/1/2009
B
Colorado 1/13/2014
B
New Jersey 6/1/2009
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Connecticut 1/24/2014
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New Mexico 4/6/2017
B
Delaware 6/1/2009
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New York 6/1/2009
B
District of Columbia 1/13/2014
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North Carolina 1/8/2014
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Florida 6/1/2009
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Ohio 1/14/2014
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Georgia 1/13/2014
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Oklahoma 10/14/2014
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Hawaii 1/13/2014
B
Oregon 6/1/2009
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Idaho 6/8/2015
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Pennsylvania 6/1/2009
B
Illinois 1/13/2014
B
Rhode Island 1/14/2014
B
Indiana 1/23/2025
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South Carolina 6/1/2009
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Iowa 4/6/2017
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South Dakota 12/2/2021
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Kansas 1/23/2025
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Tennessee 10/16/2018
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Kentucky 1/13/2014
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Texas 1/14/2014
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Louisiana 10/28/2015
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Texas 4/8/2020
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Maine 6/1/2009
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Utah 10/14/2014
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Maine 6/1/2009
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Vermont 6/1/2009
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Maryland 1/13/2014
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Virginia 1/14/2014
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Massachusetts 6/1/2009
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Washington 1/14/2014
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Michigan 1/13/2014
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Wisconsin 4/6/2017
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Minnesota 6/1/2009
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Wyoming 2/24/2022
SRO Registrations
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/09/2007 - 06/01/2009 | PORTLAND, ME | |
B | 11/30/2001 - 06/01/2009 | PORTLAND, ME |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.