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LILY PRYCE
LILY TSAO
CRD#: 4417728
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2801 SW HIGH MEADOWS AVE
PALM CITY, FL 34990
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2017 (7 years)2 FIRMS2017 - Present (7 years)BWAMU INVESTMENTS, INC. (CRD# 599)2004 - 2009 (4 years)BH&R BLOCK FINANCIAL ADVISORS, INC. (CRD# 5979)2001 - 2004 (3 years)IAWAMU INVESTMENTS, INC. (CRD# 599)2006 - 2009 (2 years)
Disclosure(s)
View By:
4/7/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Florida 9/1/2017

B
Massachusetts 3/16/2021

IA
Florida 9/14/2017

B
Nevada 10/10/2024

B
Georgia 7/27/2021

B
Ohio 5/6/2023

B
Kentucky 1/5/2023

B
South Carolina 9/1/2017

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2801 SW HIGH MEADOWS AVE, PALM CITY, FL 34990
301 SE OCEAN BLVD, STUART, FL 34994
Registered with this firm since 9/14/2017

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2801 SW HIGH MEADOWS AVE, PALM CITY, FL 34990
301 SE OCEAN BLVD, STUART, FL 34994
Registered with this firm since 9/1/2017

Previous Registration(s)
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IA
04/19/2010 - 09/01/2017 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) STUART, FL
B
04/12/2010 - 09/01/2017 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) STUART, FL
IA
05/02/2009 - 04/13/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JENSEN BEACH, FL
B
05/02/2009 - 04/13/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) JENSEN BEACH, FL
IA
11/01/2006 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) JENSEN BEACH, FL
B
07/13/2004 - 05/02/2009 WAMU INVESTMENTS, INC. (CRD#:599) JENSEN BEACH, FL
B
07/23/2001 - 07/06/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.