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BRIAN THOMAS AMATO
CRD#: 4416353
IA
B
COMPREHENSIVE WEALTH SERVICES, LLCCRD#: 147372 500 North Broadway Suite 260 & 242
Jericho, NY 11753
Jericho, NY 11753
CADARET, GRANT & CO., INC.CRD#: 10641 500 NORTH BROADWAY, SUITES 260 & 242
JERICHO, NY 11753
JERICHO, NY 11753
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Arizona 9/19/2012
B
New Mexico 6/28/2022
B
California 9/17/2003
B
New York 3/15/2002
B
Colorado 3/6/2019
IA
New York 5/4/2021
B
Connecticut 12/18/2015
B
North Carolina 6/3/2010
IA
Connecticut 1/8/2020
B
Ohio 6/28/2022
B
Florida 3/15/2002
B
Pennsylvania 1/24/2003
IA
Florida 4/20/2020
B
Rhode Island 6/28/2022
B
Georgia 4/14/2016
B
South Carolina 9/7/2018
B
Hawaii 12/4/2014
B
Tennessee 6/28/2022
B
Illinois 6/4/2007
B
Texas 7/26/2006
B
Iowa 4/22/2020
IA
Texas 4/10/2017
B
Maryland 7/24/2002
B
Utah 8/3/2020
B
Massachusetts 10/26/2009
B
Vermont 6/13/2022
B
Michigan 6/20/2011
B
Virginia 2/11/2008
B
Minnesota 6/28/2022
B
Washington 1/6/2020
B
New Jersey 7/13/2007
B
Wisconsin 6/28/2022
IA
New Jersey 1/31/2025
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/31/2025
IA
Registered with this firm since 4/10/2017
B
Registered with this firm since 3/15/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/2021 - 12/19/2022 | JERICHO, NY | |
B | 08/17/2001 - 03/18/2002 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.