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JAY M CROSS
CRD#: 4416330
IA
B
MORGAN STANLEYCRD#: 149777 100 Middle Street
3Rd Floor
Portland, ME 04101
3Rd Floor
Portland, ME 04101
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
Alabama 6/20/2023
B
Massachusetts 6/1/2009
B
Arizona 11/7/2013
B
Mississippi 1/13/2025
B
California 1/12/2010
B
Missouri 3/3/2016
B
Colorado 1/18/2019
B
Nevada 10/2/2018
B
Connecticut 6/1/2009
B
New Hampshire 6/1/2009
B
District of Columbia 11/29/2019
B
New Jersey 3/27/2020
B
Florida 6/1/2009
B
New York 6/1/2009
B
Georgia 12/3/2015
B
North Carolina 9/8/2009
B
Illinois 5/6/2021
B
Ohio 4/19/2023
B
Kentucky 11/19/2010
B
Pennsylvania 2/14/2025
B
Maine 6/1/2009
B
South Carolina 11/13/2012
IA
Maine 6/1/2009
B
Vermont 6/1/2009
B
Maryland 11/3/2014
B
Virginia 1/2/2014
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/07/2006 - 06/01/2009 | PORTLAND, ME | |
B | 12/01/2006 - 06/01/2009 | PORTLAND, ME | |
B | 08/21/2001 - 12/07/2006 | SCARBOROUGH, ME |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.