Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DONALD LEE WALL JR
DON LEE WALL JR
CRD#: 4416196
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 72 GLENMAURA NATIONAL BLVD
SUITE 103
MOOSIC, PA 18507
Registration History
2002200420062008201020122014201620182020202220242026IAJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2006 - Present (19 years)BJANNEY MONTGOMERY SCOTT LLC (CRD# 463)2002 - Present (22 years)BMORGAN STANLEY DW INC. (CRD# 7556)2001 - 2002 (1 year)
License(s)

State Registrations

B
Florida 12/9/2002
IA
Pennsylvania 3/30/2006
B
Pennsylvania 12/9/2002

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
72 GLENMAURA NATIONAL BLVD SUITE 103, MOOSIC, PA 18507
Registered with this firm since 3/30/2006
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
72 GLENMAURA NATIONAL BLVD SUITE 103, MOOSIC, PA 18507
Registered with this firm since 12/9/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/06/2001 - 12/05/2002 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.