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TIMOTHY ALAN GUNN
CRD#: 4416103
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 322 FREDERICA STREET, SUITE 200
OWENSBORO, KY 42301
OWENSBORO, KY 42301
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Disclosures
23
Years of Experience
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State Registrations
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Alabama 10/4/2012
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Mississippi 2/2/2017
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Alaska 1/31/2018
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Missouri 12/5/2008
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Arizona 10/4/2012
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Montana 2/2/2017
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Arkansas 12/5/2008
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Nebraska 10/4/2012
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California 12/5/2008
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Nevada 3/13/2015
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Colorado 10/4/2012
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New Jersey 10/4/2012
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Connecticut 7/10/2014
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New Mexico 10/4/2012
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Delaware 7/27/2020
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New York 10/4/2012
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District of Columbia 5/13/2014
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North Carolina 12/5/2008
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Florida 12/5/2008
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Ohio 12/5/2008
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Florida 6/17/2020
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Oklahoma 1/8/2013
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Georgia 2/17/2012
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Oregon 10/4/2012
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Illinois 12/5/2008
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Pennsylvania 1/3/2011
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Indiana 12/5/2008
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South Carolina 1/3/2011
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Indiana 10/5/2012
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South Dakota 6/4/2024
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Iowa 10/4/2012
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Tennessee 12/5/2008
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Kansas 10/4/2012
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Texas 10/4/2012
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Kentucky 12/5/2008
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Texas 10/9/2012
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Kentucky 12/8/2008
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Utah 8/18/2015
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Louisiana 10/4/2012
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Vermont 6/4/2024
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Maine 6/24/2015
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Virginia 10/4/2012
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Maryland 10/4/2012
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Washington 10/4/2012
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Massachusetts 12/5/2008
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West Virginia 10/4/2012
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Michigan 10/4/2012
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Wisconsin 12/5/2008
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Minnesota 10/4/2012
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Wyoming 2/2/2017
SRO Registrations
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Registered with this firm since 12/5/2008
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Registered with this firm since 12/5/2008
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/30/2002 - 12/08/2008 | OWENSBORO, KY | |
B | 08/16/2001 - 12/08/2008 | OWENSBORO, KY | |
B | 08/16/2001 - 12/31/2001 | CLEVELAND, OH |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.