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SEAN TIMOTHY REEVES
SEAN T REEVES
CRD#: 4415399
IA
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CHARLES SCHWAB & CO., INC.CRD#: 5393 2825 Main Street
Irvine, CA 92614
Irvine, CA 92614
0
Disclosures
19
Years of Experience
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State Registrations
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Arizona 12/10/2009
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New Mexico 9/14/2024
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Arkansas 5/26/2020
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New York 4/20/2022
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California 8/8/2007
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Ohio 4/12/2017
IA
California 8/8/2007
B
Oregon 10/29/2020
B
Colorado 12/10/2009
B
Pennsylvania 5/26/2020
B
Florida 4/3/2014
B
South Carolina 12/1/2020
B
Georgia 1/30/2014
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South Dakota 8/25/2016
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Hawaii 12/10/2009
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Tennessee 3/3/2021
B
Idaho 5/26/2020
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Texas 5/26/2020
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Massachusetts 5/26/2020
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Utah 3/26/2021
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Michigan 3/12/2021
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Virginia 2/24/2023
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Minnesota 1/30/2024
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Washington 5/8/2015
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Missouri 2/20/2023
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Wisconsin 6/14/2023
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Nevada 1/22/2010
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Wyoming 11/7/2017
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New Hampshire 3/26/2025
SRO Registrations
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Registered with this firm since 8/8/2007
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Registered with this firm since 8/8/2007
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/09/2007 - 07/19/2007 | IRVINE, CA | |
B | 03/02/2007 - 07/19/2007 | IRVINE, CA | |
IA | 04/27/2005 - 07/11/2005 | IRVINE, CA | |
B | 04/05/2005 - 07/11/2005 | SAN DIEGO, CA | |
B | 02/20/2004 - 04/08/2005 | MALVERN, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.