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Detailed Report
LANCE RICHARD STROM
CRD#: 4414497
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 14985 GLAZIER AVE
STE 501
APPLE VALLEY, MN 55124
Registration History
2002200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2013 - Present (11 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2001 - Present (23 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2001 - 2006 (5 years)
License(s)

State Registrations

B
Alaska 8/9/2024
B
New Jersey 7/9/2024
B
Arizona 1/30/2008
B
North Dakota 12/19/2024
B
California 8/23/2016
B
Ohio 6/28/2018
B
Colorado 1/27/2022
B
Oregon 11/4/2021
B
Florida 12/2/2015
B
South Carolina 10/4/2016
B
Georgia 2/26/2020
IA
Texas 7/17/2015
B
Iowa 9/12/2019
B
Texas 1/19/2021
B
Maine 6/24/2024
B
Washington 8/4/2020
B
Minnesota 8/3/2001
B
Wisconsin 4/5/2016
IA
Minnesota 11/25/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
14985 GLAZIER AVE STE 501, APPLE VALLEY, MN 55124
Prior Lake, MN
Registered with this firm since 11/25/2013
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
14985 GLAZIER AVE STE 501, APPLE VALLEY, MN 55124
Prior Lake, MN
Registered with this firm since 7/18/2001
Previous Registration(s)
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B
 07/18/2001 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.