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JEANNETTE VIVAS
JEANNETTE V SOTO
CRD#: 4414338
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1 GREENWOOD DR
HILTON HEAD ISLAND, SC 29928
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2007 (5 years)2 FIRMS2007 - 2011 (3 years)2 FIRMS2012 - Present (12 years)IAOAK ADVISORS, LLC (CRD# 137192)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alaska 3/18/2022

B
New Jersey 1/14/2021

B
Arkansas 10/4/2012

B
New Mexico 1/8/2025

B
California 1/3/2017

B
New York 10/4/2012

B
Colorado 6/7/2022

B
North Carolina 10/5/2012

B
Connecticut 1/8/2025

B
Ohio 10/9/2012

B
Delaware 6/23/2022

B
Oregon 12/7/2021

B
District of Columbia 6/27/2023

B
Pennsylvania 10/4/2012

B
Florida 10/4/2012

B
South Carolina 9/10/2012

B
Georgia 10/4/2012

IA
South Carolina 9/11/2012

B
Illinois 10/4/2012

B
South Dakota 1/18/2024

B
Indiana 10/4/2012

B
Tennessee 6/27/2023

B
Kentucky 10/4/2012

B
Texas 10/4/2012

B
Louisiana 3/21/2019

IA
Texas 10/4/2012

B
Maine 4/18/2013

B
Utah 9/1/2022

B
Maryland 1/13/2021

B
Virginia 1/8/2025

B
Massachusetts 10/4/2012

B
West Virginia 11/6/2023

B
Michigan 1/10/2019

B
Wisconsin 10/4/2012

B
Missouri 10/4/2012

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1 GREENWOOD DR, HILTON HEAD ISLAND, SC 29928
Registered with this firm since 9/11/2012

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1 GREENWOOD DR, HILTON HEAD ISLAND, SC 29928
Registered with this firm since 9/10/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/11/2011 - 09/04/2012 OAK ADVISORS, LLC (CRD#:137192) BLUFFTON, SC
IA
09/19/2007 - 03/09/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAVANNAH, GA
B
09/27/2007 - 03/09/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAVANNAH, GA
IA
11/26/2001 - 01/03/2007 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) HILTON HEAD ISLAND, SC
B
07/20/2001 - 01/03/2007 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HILTON HEAD ISLAND, SC
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.