Individual Firm
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PAUL VLADIMIR URBANEK
PAUL VLADIMIR URBANEK
CRD#: 4414235
IA
B
MORGAN STANLEYCRD#: 149777 Franklin, TN
0
Disclosures
23
Years of Experience
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State Registrations
B
Alaska 2/8/2018
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Missouri 4/18/2024
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Arizona 6/1/2009
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Montana 6/28/2013
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California 6/1/2009
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Nebraska 6/1/2009
IA
California 6/1/2009
B
Nevada 6/1/2009
B
Colorado 6/1/2009
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New Jersey 6/1/2009
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Connecticut 11/30/2023
B
New Mexico 6/1/2009
B
Delaware 2/29/2016
B
New York 6/1/2009
B
District of Columbia 2/9/2018
B
North Carolina 8/30/2022
B
Florida 4/25/2013
B
Ohio 2/16/2017
B
Georgia 5/8/2024
B
Oregon 6/1/2009
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Hawaii 8/17/2015
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Pennsylvania 12/4/2012
B
Idaho 6/1/2009
B
South Carolina 6/27/2017
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Illinois 6/1/2009
B
South Dakota 9/5/2024
B
Indiana 5/31/2019
B
Tennessee 8/30/2022
B
Iowa 12/9/2024
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Tennessee 12/18/2023
B
Maine 8/19/2015
B
Texas 6/1/2009
B
Maryland 6/21/2017
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Texas 6/1/2009
B
Massachusetts 6/1/2009
B
Virginia 7/23/2024
B
Michigan 7/20/2011
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Washington 6/1/2009
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Minnesota 6/28/2024
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Wisconsin 6/1/2009
SRO Registrations
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IA
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | BEVERLY HILLS, CA | |
B | 04/02/2007 - 06/01/2009 | BEVERLY HILLS, CA | |
IA | 01/15/2002 - 04/02/2007 | BEVERLY HILLS, CA | |
B | 09/06/2001 - 04/02/2007 | BEVERLY HILLS, CA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.