Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
GRANT MICHAEL TRIMBLE
GRANT TRIMBLE
CRD#: 4413717
IA
Investment Adviser
B
Previous Broker
CWM, LLCCRD#: 155344 7201 W 129th Street, Suite 170
Overland Park, KS 66213
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - 2007 (3 years)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2013 (3 years)IACWM, LLC (CRD# 155344)2022 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - 2019 (6 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2001 - 2001 (<1 year)IAV WEALTH ADVISORS LLC (CRD# 153278)2013 - 2022 (8 years)
License(s)

State Registrations

IA
California 1/5/2022
IA
Texas 1/5/2022
IA
Kansas 1/5/2022
Current Registration(s)
IA
CWM, LLC (CRD#:155344)
7201 W 129th Street, Suite 170, Overland Park, KS 66213
Registered with this firm since 1/5/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/06/2013 - 02/03/2022 V WEALTH ADVISORS LLC (CRD#:153278) OVERLAND PARK, KS
B
 05/06/2013 - 10/10/2019 LPL FINANCIAL LLC (CRD#:6413) OVERLAND PARK, KS
IA
 06/09/2009 - 05/07/2013 CETERA ADVISORS LLC (CRD#:10299) OVERLAND PARK, KS
B
 06/09/2009 - 05/07/2013 CETERA ADVISORS LLC (CRD#:10299) OVERLAND PARK, KS
IA
 05/15/2007 - 06/24/2009 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) OVERLAND PARK, KS
B
 05/15/2007 - 06/24/2009 WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025) OVERLAND PARK, KS
IA
 07/14/2004 - 05/30/2007 RBC DAIN RAUSCHER INC. (CRD#:31194) LEAWOOD, KS
B
 05/28/2004 - 05/30/2007 RBC DAIN RAUSCHER INC. (CRD#:31194) LEAWOOD, KS
B
 07/16/2001 - 12/06/2001 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) MILWAUKEE, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.