MOHAMED SAYEED ALI - Investment Adviser at CWM, LLC

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Detailed ReportReport

MOHAMED SAYEED ALI

SAYEED ANWAR ALI

CRD#: 4412949

Investment Adviser

Broker

CWM, LLCCRD#: 155344

1890 MAINE ST
QUINCY, IL 62301

CETERA ADVISOR NETWORKS LLCCRD#: 13572

1890 MAINE ST
QUINCY, IL 62301

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

Arizona 1/17/2017

Missouri 1/17/2017

Illinois 8/8/2014

Oklahoma 1/17/2017

Illinois 1/17/2017

Texas 3/27/2023

Indiana 2/9/2017

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

CWM, LLC (CRD#:155344)

1890 MAINE ST, QUINCY, IL 62301

2265 Bagnell Dam Blvd. Suite 200, Lake Ozark, MO 65049

Registered with this firm since 8/8/2014

CETERA ADVISOR NETWORKS LLC (CRD#:13572)

1890 MAINE ST, QUINCY, IL 62301

2265 BAGNELL DAM BLVD STE 200, LAKE OZARK, MO 65049

Registered with this firm since 1/17/2017

Previous Registration(s)

th hidden text	th hidden text	Name	Location
B	10/06/2009 - 01/19/2017	LPL FINANCIAL LLC (CRD#:6413)	QUINCY, IL
IA	01/06/2012 - 11/19/2014	LPL FINANCIAL LLC (CRD#:6413)	QUINCY, IL
B	07/06/2001 - 09/03/2002	PRUCO SECURITIES CORPORATION (CRD#:5685)	NEWARK, NJ

LPL FINANCIAL LLC (CRD#:6413)

QUINCY, IL

10/06/2009 - 01/19/2017

LPL FINANCIAL LLC (CRD#:6413)

QUINCY, IL

01/06/2012 - 11/19/2014

PRUCO SECURITIES CORPORATION (CRD#:5685)

NEWARK, NJ

07/06/2001 - 09/03/2002

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Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.