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CHRISTOPHER SCOTT BARBER
CRD#: 4412782
IA
B
PNC INVESTMENTSCRD#: 129052 9519 US HIGHWAY 42
PROSPECT, KY 40059
PROSPECT, KY 40059
0
Disclosures
23
Years of Experience
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State Registrations
B
Alabama 1/5/2018
B
Missouri 1/29/2020
B
Arizona 2/25/2020
B
New Jersey 6/18/2020
B
California 9/15/2006
B
New York 3/16/2020
B
Colorado 9/4/2024
B
North Carolina 10/30/2014
B
Connecticut 9/7/2016
B
Ohio 2/11/2010
B
Florida 1/23/2004
B
Pennsylvania 2/26/2013
B
Illinois 2/20/2019
B
South Carolina 1/6/2016
B
Indiana 1/1/2004
B
Tennessee 9/4/2024
B
Kentucky 1/1/2004
B
Texas 6/16/2006
IA
Kentucky 1/1/2004
B
Washington 3/11/2025
SRO Registrations
B
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IA
Registered with this firm since 1/1/2004
B
Registered with this firm since 1/1/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/22/2003 - 01/01/2004 | LOUISVILLE, KY | |
B | 06/01/2002 - 01/01/2004 | LOUISVILLE, KY | |
B | 07/13/2001 - 06/01/2002 | PITTSBURGH, PA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.