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Detailed Report
CHRISTOPHER SCOTT BARBER
CRD#: 4412782
IA
Investment Adviser
B
Broker
PNC INVESTMENTSCRD#: 129052 9519 US HIGHWAY 42
PROSPECT, KY 40059
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2004 - Present (21 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)2002 - 2004 (1 year)BPNC BROKERAGE CORP (CRD# 34671)2001 - 2002 (<1 year)IAHILLIARD LYONS ASSET MANAGEMENT (CRD# 453)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 1/5/2018
B
Missouri 1/29/2020
B
Arizona 2/25/2020
B
New Jersey 6/18/2020
B
California 9/15/2006
B
New York 3/16/2020
B
Colorado 9/4/2024
B
North Carolina 10/30/2014
B
Connecticut 9/7/2016
B
Ohio 2/11/2010
B
Florida 1/23/2004
B
Pennsylvania 2/26/2013
B
Illinois 2/20/2019
B
South Carolina 1/6/2016
B
Indiana 1/1/2004
B
Tennessee 9/4/2024
B
Kentucky 1/1/2004
B
Texas 6/16/2006
IA
Kentucky 1/1/2004
B
Washington 3/11/2025

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PNC INVESTMENTS (CRD#:129052)
9519 US HIGHWAY 42, PROSPECT, KY 40059
Registered with this firm since 1/1/2004
B
PNC INVESTMENTS (CRD#:129052)
9519 US HIGHWAY 42, PROSPECT, KY 40059
Registered with this firm since 1/1/2004
Previous Registration(s)
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IA
 05/22/2003 - 01/01/2004 HILLIARD LYONS ASSET MANAGEMENT (CRD#:453) LOUISVILLE, KY
B
 06/01/2002 - 01/01/2004 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
 07/13/2001 - 06/01/2002 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.