Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CHRISTOPHER MICHAEL HAGEN
CHRIS HAGEN
CRD#: 4412715
IA
B
INDEPENDENT ADVISOR ALLIANCE, LLCCRD#: 168267 8116 Old Federal Road
Suite C
Montgomery, AL 36117
Suite C
Montgomery, AL 36117
LPL FINANCIAL LLCCRD#: 6413 8116 OLD FEDERAL RD STE C
MONTGOMERY, AL 36117
MONTGOMERY, AL 36117
0
Disclosures
22
Years of Experience
View By:
State Registrations
B
Alabama 1/3/2012
B
Mississippi 12/12/2011
IA
Alabama 11/4/2021
B
Nevada 9/28/2015
B
Arizona 3/2/2015
B
New Jersey 12/23/2021
B
Arkansas 7/22/2013
B
North Carolina 2/1/2012
B
California 5/22/2014
B
Ohio 6/5/2012
B
Florida 5/24/2012
B
Pennsylvania 2/17/2012
IA
Florida 1/22/2025
B
South Carolina 3/13/2012
B
Georgia 1/31/2012
B
Tennessee 2/29/2012
IA
Georgia 10/28/2021
B
Texas 1/24/2012
B
Illinois 4/6/2017
IA
Texas 10/26/2021
B
Indiana 1/4/2012
B
Utah 4/7/2021
B
Iowa 12/19/2011
B
Virginia 2/25/2016
B
Louisiana 6/4/2024
B
Washington 9/15/2020
B
Maryland 10/18/2012
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 10/26/2021
B
Registered with this firm since 12/12/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/26/2016 - 11/03/2021 | MONTGOMERY, AL | |
IA | 12/12/2011 - 10/06/2020 | MONTGOMERY, AL | |
IA | 01/27/2004 - 12/16/2011 | MONTGOMERY, AL | |
B | 06/19/2002 - 12/16/2011 | MONTGOMERY, AL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.